POSITION
PAPER ON HUMAN GERMLINE MANIPULATION
Presented
by the Council for Responsible Genetics
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THE POSITION
OF THE COUNCIL FOR RESPONSIBLE GENETICS
The Council
for Responsible Genetics (CRG) strongly opposes the use of
germline gene modification in humans. This position is based
on scientific, ethical, and social concerns.
Proponents
of germline manipulation assume that once a gene implicated
in a particular condition is identified, it might be appropriate
and relatively easy to replace, change, supplement or otherwise
modify that gene. However, biological characteristics or traits
usually depend on interactions among many genes, and more
importantly, the activity of genes is affected by various
processes that occur both inside the organism and in its surroundings.
This means that scientists cannot predict the full effect
that any gene modification will have on the traits of people
or other organisms.
In purely biological terms, the relationship between genes
and traits is not well enough understood to guarantee that,
by eliminating or changing genes associated with traits one
might want to avoid, one may not simultaneously alter or eliminate
traits one would like to preserve. Even genes that are associated
with diseases and may cause problems in one context, can be
beneficial in others.
There is no universally accepted ideal of biological perfection.
To make intentional changes in the genes that people will
pass on to their descendants would require that we, as a society,
agree on how to classify good and bad
genes. We do not have the necessary criteria, nor are there
mechanisms for establishing such measures. Any formulation
of such criteria would inevitably reflect particular current
social biases. The definition of the standards and the technological
means for implementing them would largely be determined by
economically and socially privileged groups.
WHAT
IS "GERMLINE MANIPULATION"?
The undifferentiated
cells of an early embryo develop into either germ
cells or somatic cells. The germ cells become
the eggs or sperm of a developing organism and transmit its
heritable characteristics. All other cells in the body are
called somatic cells. While both types of cells contain genes,
only the genes in germ cells are passed on to future generations.
Techniques are now available to change chromosomes of animal
cells by inserting new segments of DNA into them. If this
insertion is performed on specialized or differentiated body
tissues, such as liver, muscle, or blood cells, it is referred
to as somatic cell gene modification, and the changes do not
go beyond the individual whose DNA is modified. If such changes
are performed on sperm or eggs before fertilization, or on
the undifferentiated cells of an early embryo, it is called
germ cell or germline gene modification, and the changes are
not limited to the individual organism. For when DNA is incorporated
into an embryo's germ cells, or undifferentiated cells that
give rise to germ cells, the altered gene or genes will be
passed on to future generations and may become a permanent
part of the gene pool.
Deliberate gene alterations in humans are often referred to
as gene therapy. The Council for Responsible Genetics
(CRG) prefers to use the terms gene modification
or gene manipulation because the word therapy
promises health benefits, and it is not yet clear that gene
manipulations are beneficial nor that the conditions for which
proponents urge such interventions are always illnesses.
PROPONENTS'
ARGUMENTS FOR ATTEMPTING GERMLINE MODIFICATION IN HUMANS
If one or
both sex partners carry a version of a gene that could predispose
their offspring to inherit a condition they want to avoid,
genetic manipulation may seem like a way to prevent the undesired
outcome. The earlier during embryonic development the targeted
gene or genes are altered or replaced, the less likely is
the resulting individual to be affected by the unwanted gene.
While the immediate goal of such a modification might be to
alter the genetic constitution of a single individual, modifications
made at early embryonic stages would also affect the offspring
of this future person.
One use proposed for germline modification has been to cleanse
the gene pool of deleterious genes. For example,
Daniel E. Koshland, Jr., a molecular biologist and the former
editor-in-chief of Science, has written, "keeping diabetics
alive with insulin, which increases the propagation of an
inherited disease, seems justified only if one ultimately
is willing to do genetic engineering to remove diabetes from
the germline and thus save the anguish and cost to millions
of diabetics (2). Another goal of germline manipulation
may be to avoid the need for repeated somatic gene modifications.
Some people also suggest that germline modification would
enable couples to enhance certain characteristics
of their offspring. In the article referred to above, Koshland
raises the possibility that germline alterations could meet
future needs to design individuals "better
at computers, better as musicians, better physically."
WHAT
IS THE TECHNICAL FEASIBILITY OF MODIFYING THE HUMAN GERMLINE?
Both somatic
and germline modification are widely performed on laboratory
animals for research purposes. Beginning in 1990, somatic
gene modifications have been performed on humans, and the
FDA is reviewing additional experimental protocols in increasing
numbers (3).
No published reports have yet appeared on germline modification
in humans, but articles proposing such procedures are appearing
with increasing frequency (4, 5). In mice and other animals
that have been employed as models for human biology, germline
modification has actually proved technically easier than somatic
modification. The cells of early embryos incorporate foreign
DNA and synthesize the corresponding functional proteins more
readily than do most differentiated somatic cells. In the
first widely-reported successful experiment using the germline
technique, an extra gene that promoted the synthesis of growth
hormone was introduced into fertilized mouse eggs and the
unusually high levels of the hormone made the mice grow to
twice their normal size. Germline techniques are also being
used to modify farm animals in attempts to increase yields
of meat or enhance its nutritional quality, to cause them
to produce pharmaceuticals in their milk, and to make their
organs more suitable for human transplantation
Given what has been accomplished in animals and the availability
of in vitro fertilization, there appear to be no technical
obstacles to initiating germline modification experiments
in humans.
WHAT
ARE THE TECHNICAL PITFALLS?
Current
methods for germline gene modification of mammals are inefficient,
requiring the microinjection of DNA into numerous eggs before
one egg is successfully modified. Furthermore, introduction
of a foreign gene into an inappropriate location in an embryo's
chromosomes can have unexpected consequences. For example,
the offspring of a mouse that received an extra copy of a
normally present gene, while appearing unaffected at birth,
developed cancer at 40 times the rate of the unmodified strain
of mice (6). In another experiment, disruption of a normal
gene by insertion of foreign DNA into mouse embryos resulted
in mice that lacked eyes, the semicircular canals of their
inner ears, and in anomalies of the tissue that mediates the
sense of smell (7). This second case highlights the fact that
the techniques used for making germline modifications can
produce developmental disruptions in the manipulated embryo
itself.
Techniques to introduce foreign DNA into eggs, however, are
constantly being developed and will eventually be portrayed
as efficient and reliable enough for human applications. For
example, it may soon be possible to place a gene into a specified
location on a chromosome while simultaneously removing the
unwanted gene. This will increase the accuracy of the procedure,
but it will not eliminate the possibility of creating genetic
changes or combinations that will be harmful to the modified
embryo and its descendants. Such inadvertent damage could
be caused by technical error, but more importantly, it could
also arise from biologists' inability to predict how genes
or their products interact with one another and with the organism's
environment to give rise to biological traits. It would have
been impossible to predict, a priori, for example, that someone
who has even one copy of the gene associated with the blood
protein known as hemoglobin-S would be protected against malaria,
whereas a person who has two copies of this gene would develop
sickle cell disease.
This unpredictability applies with equal force to germline
genetic modifications intended to correct presumed disorders
and to those introduced to enhance desired characteristics.
SOCIAL
AND ETHICAL IMPLICATIONS OF GERMLINE MANIPULATION
The attempt
to improve the human species biologically is known as eugenics,
and formed the basis of a popular movement in Europe and North
America during the first half of the twentieth century. In
the 1920s and 1930s, eugenics was advocated by
prominent scientists across the entire political spectrum,
who represented it as the logical outcome of the most advanced
biological thinking of the period. In the United States, eugenic
thinking resulted in state laws permitting forced sterilization
of individuals regarded as inferior because they were variously
disabled or feeble minded or paupers. In Europe,
the Nazis took up these ideas, and their extermination programs
led to widespread revulsion against the concepts of eugenics.
Today, public discussion in favor of influencing the genetic
constitution of future generations has gained new respectability
with the increased possibility for intervention presented
by in vitro fertilization and embryo implantation technologies.
Although it is once again espoused by individuals with a variety
of political perspectives modern eugenic programs are now
defended as driven by individual need and choice.
But the doctrine of social advancement through biological
perfectibility underlying the new eugenics is even more potent
than the the older version: its supporting data seem more
scientifically sophisticated, and the alignment between the
State, through its support of the market, and the individual
exercising so-called free choice, is unprecedented. The result
could be similar to the organized eugenics programs so avidly
embraced prior to the Second World War.
It is important to recognize that the dream of eliminating
harmful gene variants (such as those associated
with cystic fibrosis or Duchenne muscular dystrophy) from
the entire human population could be realized only over time
scales of thousands of years, and then only with massive coercive
programs of germline manipulation monitored by special genetic
police. Such programs would be neither feasible nor morally
acceptable. In practice, then, any presumed beneficial effects
of germ line modification would affect only individual families
and are not likely to yield a public health benefit unless
accompanied by unacceptable compulsion. This is in contrast
to harmful genetic effects, which are likely to be widely
disseminated given patterns of human reproduction and migration.
Even without access to germline modification, people could
avoid having a child who manifests a trait they do not want
to pass on. Prenatal diagnosis and abortion are available
options; so are obtaining eggs, sperm or embryos from people
who do not carry the trait in question; and so indeed is adoption.
As disability rights advocates have pointed out, most disabilities
are acquired and not inherited, and we have in no way exhausted
the social measures that could be implemented to enable people
with disabilities to live ordinary lives. Given that there
are alternatives for avoiding the inheritance of unwanted
genes, the main selling point of germline modification
over the long term would appear to be the prospect of enhancement
of desired traitsdesigner children.
While, as noted above, unsuccessful attempts at germline modification
can profoundly perturb ordinary biological function and introduce
new, harmful genetic variants into the gene pool, even successful
attempts will for the first time bring production of human
beings into the realm of designed items. Like all such items,
these human specimens will be subject to the fashions of the
times.
These considerations make the social and ethical problems
raised by germline gene modification very different from those
raised by genetic manipulations that target specific nonreproductive
tissues and organs of individual patients, as with somatic
cell gene modification.
Health conditions targeted in clinical trials of somatic gene
modification include cystic fibrosis, lung cancer, malignant
melanoma, breast cancer, brain cancer, and muscular dystrophy.
Such trials are being conducted at many major medical research
institutions. Violations of regulations and conflicts of interests
in these trials have been pervasive (8,9), and have led to
deaths of research subjects. Like the testing of new pharmaceuticals,
somatic manipulations affect only the individual who undergoes
them. However, these treatments are not strictly analogous
to other therapies that incur individual risks. Radiation,
chemotherapy or drug treatments can be stopped if they prove
harmful to patients, while some forms of somatic gene modification
cannot. Subjects thus forfeit their right to withdraw from
a research study because the intervention cannot be stopped,
whether it proves harmful or not. While it appears that
somatic gene modification techniques will be used increasingly
in the future, the CRG urges that they be used with great
caution and only for life-threatening conditions.
While a policy of proceeding with caution may be suitable
for somatic gene modifications, the goal of which is to cure
or alleviate health problems of existing individuals who are
able to consent to the intervention, such a policy is not
appropriate for germline modification. Many of the ethical
arguments against germline modification are similar to those
that pertain to somatic cell modification. In addition the
following arguments lead us to unequivocally oppose germline
modification:
(1) Germline modification is not needed in order to save the
lives, or alleviate the suffering, of existing people. Its
target population are prospective people who have
not even been conceived.
(2) The cultural impact of treating humans as biologically
perfectible artifacts would be entirely negative. People who
fall short of some technically achievable ideal would be seen
as damaged goods, while the standards for what
is genetically desirable will be those of the society's economically
and politically dominant groups. This will only increase prejudices
and discrimination in a society where too many such prejudices
already exist.
(3) There is no way to be accountable to those in future generations
who are harmed or stigmatized by wrongful or unsuccessful
germline modifications of their ancestors.
The Council
for Responsible Genetics therefore calls for a permanent ban
on germline gene modification.
REFERENCES:
1. Ye, X.
et al, Evaluating the Potential for Germline Transmission
after Intravenous Administration of Recombinant Adenovirus
in the C3H Mouse. Human Gene Therapy, 9: 2135-2142,
20 September 1998.
2. Koshland Jr., Daniel E., "The Future of Biological
Research: What is Possible and What is Ethical?", MBL
Science, v.3, no. 2, pps. 11-15, 1998.
3. Pilaro, Anne M. and Mercedes A. Serabian, Safety
Evaluation of Gene Therapies: Past, Present and Future.
American Society of Gene Therapy, 1999 www.fda.gov/cber/summaries/asgt060999ap.ppt.
4. RAC confronts in utero gene therapy proposals.
Science, v. 282, p. 272, 2 October 1998.
5. Palmer, Julie Gage, and Leroy Walters. The Ethics of Human
Gene Therapy. New York: The Oxford University Press, p. 85-86,
91-92, 1997.
6. Leder, A. et al, "Consequences of Widespread Deregulation
of the c-myc Gene in Transgenic Mice: Multiple Neoplasms and
Normal Development." Cell, v. 42, p. 485, 1986.
7. Griffith A.J., W. Ji, M.E. Prince, R.A. Altschuler, and
M.H. Meisler 1999. "Optic,Olfactory, and Vestibular Dysmorphogenesis
in the Homozygous Mouse Insertional Mutant Tg9257." J.
Craniofac. Genet. Dev. Biol. 19:157-63.
8. FDA Halts All Gene Therapy Trials at Penn,
Science, v. 287, p. 565, 28 January 2000.
9. Borger, J. Researchers suspected of hiding deaths
in gene tests, Guardian Unlimited, 1 February, 2000
http://www.guardianunlimited.co.uk/genes/article/0,2763,191898,00.html.
(C) 2001,
COUNCIL FOR RESPONSIBLE GENETICS, Original Germline Position
Paper appeared in 1992, updated Fall, 2000